India’s regulatory framework, rooted in post-independence laws, has evolved through amendments. With markets expanding ...
Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The ...
In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...
India's market regulator on Tuesday proposed technology-based measures to secure the trading environment and to prevent ...
The Securities and Exchange Board of India (SEBI) has directed research analysts and investment advisers to disclose key ...
The Securities and Exchange Board of India (Sebi) also directed KTL and its promoters to show cause as to why suitable ...
AIF is divided into three categories, helping investors choose the type of investment to mitigate risk and reach their ...
Market regulator Securities and Exchange Board of India (SEBI) has cancelled the certificates of registration (CoR) of 19 ...
The Securities and Exchange Board of India (SEBI) is working on revamping its Business Responsibility and Sustainability ...
Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...
The order came after SEBI had undertaken inspection of Axis Securities for the period from April 2021 to November 2022.